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Securities regulation in the United States
Results: 4123

#	Item
711	SEC-63 SYSTEM NAME: Tips, Complaints, and Referrals (TCR) Records. SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]Files may also be maintained in the Commission’s Regional Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-21 17:41:07 United States Securities and Exchange Commission Government Securities Exchange Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission Financial economics Municipal Securities Rulemaking Board Security United States securities law Financial regulation 73rd United States Congress
712	Microsoft Word - 12_commod_inv_impact_final.docx Add to Reading List Source URL: www.ici.org Language: English Financial services Funds Collective investment schemes Institutional investors Exchange-traded fund Mutual fund Securities regulation in the United States Futures contract Commodity Futures Trading Commission Financial economics Investment Finance
713	Microsoft Word - 12_commod_inv_case_summary_final.docx Add to Reading List Source URL: www.ici.org Language: English Commodities market Financial services Financial markets Funds Exchange-traded fund Commodity Futures Trading Commission Securities regulation in the United States Commodity pool Commodity Pool Operator Financial economics Investment Finance
714	OECD Russia Corporate Governance Roundtable March 2012 Technical Seminar Description: Add to Reading List Source URL: www.oecd.org Language: English - Date: 2014-07-21 01:47:39 Corporate governance MICEX-RTS Federal Financial Markets Service Stock exchange Securities regulation in the United States Governance Financial economics Political science Futures exchanges Business Moscow Interbank Currency Exchange
715	#..SEC-34 System name: Administrative Proceedings Record Cards--SEC. System location: Securities and Exchange Commission, 450 Fifth Street NW, Washington, DC 20549. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:00:15 United States Securities and Exchange Commission Financial economics Law Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities regulation in the United States Security Freedom of Information Act United States securities law Financial regulation 73rd United States Congress
716	SEC-60 SYSTEM NAME: Ethics Conduct Rules Files SYSTEM LOCATION: Securities and Exchange Commission, 100 F Street, NE, Washington, DC[removed]CATEGORIES OF INDIVIDUALS COVERED BY THE SYSTEM: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-09 16:12:43 Privacy Act Business U.S. Securities and Exchange Commission Internet privacy Records management Securities regulation in the United States Law Freedom of Information Act Freedom of information legislation Government
717	#..SEC-7 System name: Proposed Sale of Securities Records Filed under the Securities Act of 1933-SEC. System location: Securities and Exchange Commission, Washington, DC[removed]Records also Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 13:06:45 Financial regulation Financial economics Government Stock market Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Securities regulation in the United States Securities and Exchange Commission United States securities law 73rd United States Congress United States Securities and Exchange Commission
718	#..SEC--1 System name: Registration Statements Filed Pursuant to Provisions of the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940-- Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-08-24 14:54:20 United States Securities and Exchange Commission Government Financial economics Securities Exchange Act Securities regulation in the United States Securities Act U.S. Securities and Exchange Commission Investment Company Act Securities and Exchange Commission United States securities law Financial regulation 73rd United States Congress
719	CHIBA BANK NEWS October 24, 2014 Company Name: Representative: Stock Exchange Listing: For Inquiries: Add to Reading List Source URL: www.chibabank.co.jp Language: English - Date: 2014-10-30 20:17:26 Bond Securities Act Securities regulation in the United States Kabushiki gaisha Economics Financial regulation Business 73rd United States Congress United States Securities and Exchange Commission United States securities law
720	WI Securities Law and Franchise Law Filings for[removed]through[removed]Securities Law Registration Filings Made by Wisconsin Companies with DFI’s Securities Division Firm Name Add to Reading List Source URL: www.wdfi.org Language: English - Date: 2015-02-09 10:50:55 Regulation D Securities regulation in the United States Financial economics Investment Form D Finance EDGAR SEC filings United States Securities and Exchange Commission Security

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